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Raymond Stuart Miller

A.g.p. / Alliance Global Partners

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About Raymond Stuart Miller

Raymond Stuart Miller is a registered representative with A.g.p. / Alliance Global Partners. Raymond Stuart Miller has been in the industry since 1987. Raymond Stuart Miller is licensed in Florida, New Jersey, New York, and Ohio. Raymond Stuart Miller also has experience with AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL, INC, M. H. MEYERSON & CO., INC., HASAN GROWNEY CO. INC., ALLEGIANCE SECURITIES, INC., J F LOWE & COMPANY INCORPORATED, WINSTON-FROST SECURITIES, INC., GREENTREE SECURITIES CORP., and BROOKS WEINGER ROBBINS & LEEDS INC.

Firm Information

Raymond Miller is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Raymond Miller’s Registration & Firm History

NY

06/10/2021 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

01/02/2020 - 05/28/2021

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

03/23/2010 - 12/31/2019

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

04/03/2003 - 03/29/2010

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

NJ

05/02/1991 - 04/17/2003

M. H. MEYERSON & CO., INC. (JERSEY CITY NJ)

NA

01/07/1991 - 06/03/1991

HASAN GROWNEY CO. INC.

NA

01/15/1990 - 10/12/1990

HASAN GROWNEY CO. INC.

NA

04/18/1989 - 04/25/1990

ALLEGIANCE SECURITIES, INC.

NA

09/14/1989 - 01/17/1990

J F LOWE & COMPANY INCORPORATED

NA

12/15/1988 - 06/08/1989

WINSTON-FROST SECURITIES, INC.

NA

01/04/1988 - 12/13/1988

GREENTREE SECURITIES CORP.

NA

09/22/1987 - 02/02/1988

BROOKS WEINGER ROBBINS & LEEDS INC.

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Licenses & Designations

BC

Issued 10/06/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Raymond Stuart Miller.
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