Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Stauffacher is a financial advisor with over 20 years of experience in the industry. Raymond is currently registered with Wells Fargo Clearing Services, LLC and has previously held positions at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Raymond has a wide range of experience and holds several licenses and certifications, including the Series 7, Series 31, and Series 66. Raymond is also a limited partner in the Stauffacher Family LTD, a non-investment related family partnership. Raymond specializes in providing investment advisory services to individuals, businesses, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/02/2020 - Present
Wells Fargo Clearing Services, LLC (SUGAR LAND TX)
TX
01/09/2009 - 10/13/2020
UBS FINANCIAL SERVICES INC. (SUGAR LAND TX)
TX
02/03/2000 - 01/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUGARLAND TX)
BOTH
Issued 01/04/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond Stauffacher is the right advisor for you? Invested Better is here to help.
