Unclaimed
Raymond Singh is a financial advisor with LPL Financial LLC, based in Scottsdale, AZ. Raymond has been in the financial industry since 1998. He is registered with FINRA as a Series 7, Series 24, Series 63 and Series 65 representative and holds the SIE designation. Raymond has extensive experience working with individuals, families, and businesses to develop customized financial plans and investment strategies. Prior to joining LPL Financial LLC, Raymond was associated with CITIGROUP GLOBAL MARKETS INC. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/04/2005 - Present
LPL Financial LLC (SCOTTSDALE AZ)
NY
09/16/1998 - 11/15/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 10/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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