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Raymond S. Beck

Pinnacle Investments, LLC

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About Raymond S. Beck

Raymond S. Beck has over 40 years of experience in the financial industry. Raymond is a Registered Representative, Investment Advisor Representative and has a Series 63 and 65 license. Raymond is currently registered with Pinnacle Investments, LLC. He has also held positions at Morgan Stanley and UBS Financial Services, Inc., First Union Securities, Inc. and Prudential Securities, Inc. Raymond specializes in Portfolio Management for Individuals, Financial Planning, Selection of Other Advisors and Educational Seminars.

Firm Information

Raymond Beck is currently registered with Pinnacle Investments, LLC. Pinnacle Investments, LLC is a Limited Liability Company formed in August 2006 with its main office in East Syracuse, NY. The firm provides financial planning, educational seminars, and portfolio management services for individuals and high-net-worth clients. They also offer selection of other advisors and operate a wrap fee program. Pinnacle Investments is registered with the SEC and in all 50 states. The firm manages over $1 billion in assets.
Pinnacle Investments, LLC

5845 WIDEWATERS PKWY

EAST SYRACUSE, NY 13057

$1.07B

Assets Under Management

Not reported

Total Clients

61

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Educational workshops

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Raymond Beck’s Registration & Firm History

PA

02/07/2025 - Present

Pinnacle Investments, LLC (PHILADELPHIA PA)

PA

05/17/2012 - 01/05/2023

MORGAN STANLEY (Philadelphia PA)

PA

07/20/2001 - 03/27/2012

UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)

MO

10/01/1999 - 07/24/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

01/13/1997 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NY

05/26/1989 - 01/10/1997

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

05/12/1978 - 06/06/1989

DREXEL BURNHAM LAMBERT INCORPORATED

NA

01/18/1978 - 05/21/1978

LOEB PARTNERS

NA

01/04/1977 - 01/18/1978

LOEB RHOADES & CO. INC.

NA

02/08/1974 - 01/04/1977

LOEB, RHOADES & CO. INC.

NA

07/18/1973 - 03/14/1974

DUPONT WALSTON, INCORPORATED

NA

05/27/1971 - 06/08/1973

WEIS SECURITIES, INC.

NA

12/16/1969 - 05/30/1971

SADE & CO.

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Licenses & Designations

IA

Issued 12/05/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/24/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/1987

Series 3 - National Commodity Futures Examination

BC

Issued 06/24/1985

Series 15 - Foreign Currency Options Examination

BC

Issued 03/10/1983

Series 5 - Interest Rate Options Examination

BC

Issued 09/07/1977

PC - AMEX Put and Call Exam

BC

Issued 01/31/1961

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Raymond S. Beck. Review regulatory record here.
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