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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Richard Thomes has been an active financial professional since 1964. Raymond Richard Thomes is currently registered with Cutter & Company, Inc., in Dayton, Ohio. Previously, Raymond Richard Thomes was registered with Butler, Wick & Co., Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., SG Cowen Securities Corporation, and Cowen & Co., where Raymond Richard Thomes gained valuable experience in the industry. Raymond Richard Thomes holds several licenses, including Series 7TO, SIE, PC, and Series 1. Raymond Richard Thomes is a well-rounded financial professional with a wide range of expertise and experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/24/2009 - Present
Cutter & Company, Inc. (DAYTON OH)
OH
06/18/2004 - 03/24/2009
BUTLER, WICK & CO., INC. (DAYTON OH)
NY
08/30/2002 - 07/15/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/10/2000 - 09/09/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/01/1998 - 10/19/2000
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
10/27/1971 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NA
06/16/1964 - 12/16/1971
GREENE & LADD
BC
Issued 07/09/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1977
PC - AMEX Put and Call Exam
BC
Issued 06/09/1964
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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