Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Buxton is a financial professional with over 30 years of experience in the industry. Currently, Raymond is registered with Franklin Distributors, LLC and is based in Stamford, Connecticut. Raymond has held previous roles with Mellon Securities LLC, CitiCorp Investment Services, and CitiCorp Financial Services, Inc.. Raymond holds Series 6, 7, and 63 securities licenses as well as the SIE exam. Raymond has been registered in Connecticut since 2007, and currently is also registered in Florida, New York, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/01/2007 - Present
Franklin Distributors, LLC (STAMFORD CT)
NJ
04/04/2001 - 11/28/2006
MELLON SECURITIES LLC (JERSEY CITY NJ)
NY
06/01/1992 - 02/14/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
09/27/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
BC
Issued 03/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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