Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ramos is a financial advisor with over 15 years of experience in the industry. Raymond has been registered with Charles Schwab & CO., Inc. since 2022. Previously, Raymond was registered with USAA INVESTMENT SERVICES COMPANY, USAA FINANCIAL ADVISORS, INC., J.P. MORGAN SECURITIES LLC, CAPITAL ONE INVESTING, LLC, CAPITAL ONE INVESTMENT SERVICES LLC, FROST BROKERAGE SERVICES, INC., and USAA FINANCIAL ADVISORS, INC. Raymond has a Series 6, Series 7, Series 63, and Series 65 license. Raymond has experience with a variety of client types, including individuals, high-net-worth individuals, corporations, and businesses. Raymond offers financial planning, selection of other advisers, and wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
03/06/2022 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
TX
06/08/2020 - 12/31/2021
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
04/27/2017 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/05/2016 - 03/09/2017
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
01/02/2015 - 06/28/2016
CAPITAL ONE INVESTING, LLC (SAN ANTONIO` TX)
TX
12/17/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (SAN ANTONIO TX)
TX
08/12/2014 - 10/14/2014
FROST BROKERAGE SERVICES, INC. (houston TX)
TX
12/03/2009 - 07/15/2014
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
09/06/2007 - 05/12/2009
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
02/08/2005 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
IA
Issued 05/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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