Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ramos is a financial advisor with over 30 years of experience in the industry. Raymond is registered with Avantax Investment Services, Inc. and Cetera Financial Specialists LLC. Raymond has a wide range of experience in the financial services industry, including experience with Cetera Investment Services LLC, Cetera Advisors LLC, and Cetera Advisor Networks LLC. Raymond is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
07/01/2024 - Present
Avantax Investment Services, Inc. (EL SEGUNDO CA)
CA
12/10/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
11/11/2002 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
IA
05/05/2003 - 12/31/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
GA
04/17/2001 - 12/31/2003
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
OH
04/17/2001 - 12/31/2003
VESTAX SECURITIES CORPORATION (HUDSON OH)
CA
04/25/1996 - 05/13/1997
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
WA
03/22/1996 - 04/29/1996
SIERRA INVESTMENT SERVICES CORPORATION (SEATTLE WA)
CA
08/18/1992 - 03/18/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
07/19/1991 - 11/20/1991
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
BC
Issued 07/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/03/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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