Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Mathieu is a financial advisor with LPL Financial LLC and has been in the industry since September 15, 2004. Raymond is registered in Arizona and California to offer both Broker/Dealer and Investment Advisory services. Raymond has prior experience with National Planning Corporation and Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/29/2017 - Present
LPL Financial LLC (GLENDALE CA)
CA
12/17/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (GLENDALE CA)
TX
03/31/2000 - 03/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
10/22/1996 - 02/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 01/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/27/1996
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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