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Raymond Peter Prendergast

Tiaa-Cref Individual & Institutional Services, LLC

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About Raymond Peter Prendergast

Raymond Peter Prendergast is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Raymond has over 20 years of experience in the financial services industry. Raymond has held various positions at a number of firms, including Park Avenue Securities LLC and AXA Advisors, LLC. Raymond is registered with the state of West Virginia and is also registered with FINRA as a registered representative and an investment advisor representative. Raymond has a Series 66 license and a Series 7 license. Raymond specializes in financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Raymond Prendergast is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Raymond Prendergast’s Registration & Firm History

WV

04/28/2016 - Present

Tiaa-Cref Individual & Institutional Services, LLC (MORGANTOWN WV)

WV

08/13/2010 - 04/01/2016

PARK AVENUE SECURITIES LLC (MORGANTOWN WV)

WV

10/03/2001 - 08/05/2010

AXA ADVISORS, LLC (FAIRMONT WV)

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Licenses & Designations

BOTH

Issued 10/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Peter Prendergast.
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