Invested Better
Unclaimed

Unclaimed

Unclaimed

Raymond Paul Fornino

Cambridge Investment Research Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Raymond? Claim Your Profile

About Raymond Paul Fornino

Raymond Fornino is a financial advisor with over 30 years of experience in the financial services industry. Raymond Fornino is registered with Cambridge Investment Research Advisors, Inc. in Florida and has held previous registrations with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Raymond Fornino offers a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and investment advisory services. Raymond Fornino is committed to providing clients with personalized advice and helping them achieve their financial goals.

Firm Information

Raymond Fornino is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitation fees from 3rd party money managers

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Raymond Fornino’s Registration & Firm History

FL

05/03/2013 - Present

Cambridge Investment Research Advisors, Inc. (Coral Gables FL)

FL

07/22/1985 - 04/22/2013

AXA ADVISORS, LLC (MIAMI FL)

NY

07/22/1985 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NA

01/18/1985 - 02/11/1985

THE STUART-JAMES COMPANY, INC.

NA

11/30/1984 - 01/18/1985

FIRST INTERREGIONAL EQUITY CORP.

Not sure if Raymond Paul Fornino is right for you?

Licenses & Designations

IA

Issued 08/25/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/22/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Paul Fornino.
Not sure if Raymond Paul Fornino is right for you?