Unclaimed
Raymond Fornino is a financial advisor with over 30 years of experience in the financial services industry. Raymond Fornino is registered with Cambridge Investment Research Advisors, Inc. in Florida and has held previous registrations with AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Raymond Fornino offers a wide range of financial services, including financial planning, portfolio management for individuals and businesses, and investment advisory services. Raymond Fornino is committed to providing clients with personalized advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
05/03/2013 - Present
Cambridge Investment Research Advisors, Inc. (Coral Gables FL)
FL
07/22/1985 - 04/22/2013
AXA ADVISORS, LLC (MIAMI FL)
NY
07/22/1985 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
01/18/1985 - 02/11/1985
THE STUART-JAMES COMPANY, INC.
NA
11/30/1984 - 01/18/1985
FIRST INTERREGIONAL EQUITY CORP.
IA
Issued 08/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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