Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Arroyo is a financial advisor with Vanguard Advisers, Inc. Raymond has been in the financial industry for 17 years. Raymond is a certified financial planner. Raymond is registered in Arizona, California, and Texas. Raymond has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. Raymond also has passed the General Securities Representative Examination, Limited Representative-Equity Trader Exam, Corporate Securities Limited Representative Examination, and Investment Company Products/Variable Contracts Representative Examination. Raymond specializes in providing financial advice to individuals, families, and businesses. Raymond is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
11/08/2022 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
CA
05/28/2021 - 10/20/2022
SECURITIES AMERICA, INC. (ESCONDIDO CA)
CA
04/14/2020 - 06/15/2021
PRUCO SECURITIES, LLC. (SAN DIEGO CA)
CA
06/11/2008 - 04/13/2020
ALLSTATE FINANCIAL SERVICES, LLC (SAN DIEGO CA)
IL
05/23/2007 - 04/02/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKBROOK IL)
IL
02/07/2007 - 03/23/2007
AXA ADVISORS, LLC (OAKBROOK IL)
IL
08/17/2006 - 12/01/2006
GREAT POINT CAPITAL LLC (CHICAGO IL)
GA
03/03/2003 - 08/18/2004
WORLD GROUP SECURITIES, INC. (DULUTH GA)
IA
Issued 06/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/11/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/14/2006
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 02/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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