Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond P. Walsh is a financial professional with over 30 years of experience in the securities industry. Raymond currently works for J.P. Morgan Securities LLC and holds active registrations as an Investment Advisor Representative (IAR) in New Jersey, New York, and Texas. Raymond has held previous positions at CHASE INVESTMENT SERVICES CORP., CITICORP INVESTMENT SERVICES, CITICORP FINANCIAL SERVICES, INC., and CITICORP SECURITIES MARKETS, INC. Raymond has a strong understanding of the securities industry, having passed numerous exams including the Series 63, Series 65, Series 7, and Series 24. Raymond has also earned the Securities Industry Essentials (SIE) exam. Raymond specializes in providing financial planning, pension consulting, and portfolio management services for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/19/2013 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
12/10/2001 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
06/01/1992 - 10/24/2001
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
03/29/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
12/13/1988 - 01/25/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
IA
Issued 06/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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