Unclaimed
Raymond Martin is a financial advisor with over 20 years of experience in the industry. Raymond is currently registered with J.p. Morgan Securities LLC and has a Series 7, SIE and Series 99TO. Raymond previously worked at firms such as J.P. MORGAN CLEARING CORP., MORGAN STANLEY & CO., INCORPORATED, FIS SECURITIES, INC., FLEET ENTERPRISES, INC. and DAVID LERNER ASSOCIATES, INC.. Raymond has a proven track record of providing comprehensive financial advice to individual and corporate clients. Raymond specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
11/07/2014 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
04/17/2012 - 11/07/2014
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
07/29/1997 - 04/13/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
MA
03/07/1997 - 08/06/1997
FIS SECURITIES, INC. (BOSTON MA)
NY
10/05/1993 - 08/05/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
NY
01/05/1993 - 09/17/1993
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BC
Issued 08/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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