Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Carota is an investment advisor representative at Brandywine Financial Group, Inc. He has been in the financial industry since January 14, 1997. He has a wide range of experience, having worked with several firms, including Royal Alliance Associates, Inc., Linsco/Private Ledger Corp., and American Express Financial Advisors Inc. Raymond is licensed in several states, including Delaware, Florida, Maryland, New Jersey, Pennsylvania, and Texas. He is also a registered investment advisor in Delaware and Florida. Raymond specializes in providing financial planning, pension consulting, and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Referral/solicitation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/27/2015 - Present
Brandywine Financial Group, Inc. (BLUE BELL PA)
AZ
09/26/2001 - 04/29/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
SC
11/17/1997 - 10/02/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
01/15/1997 - 11/18/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/15/1997 - 11/18/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 11/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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