Unclaimed
Raymond Nicholas Sackman is a financial professional with over 18 years of experience in the securities industry. Raymond Sackman is currently registered with Mufg Securities Americas Inc. and holds Series 7, Series 63, Series 99TO and SIE licenses. Raymond Sackman was previously registered with J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/19/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/01/2008 - 08/04/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/17/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 06/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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