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Raymond Nicholas Sackman

Mufg Securities Americas Inc.

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About Raymond Nicholas Sackman

Raymond Nicholas Sackman is a financial professional with over 18 years of experience in the securities industry. Raymond Sackman is currently registered with Mufg Securities Americas Inc. and holds Series 7, Series 63, Series 99TO and SIE licenses. Raymond Sackman was previously registered with J.P. MORGAN SECURITIES LLC and J.P. MORGAN SECURITIES INC..

Firm Information

Raymond Sackman is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Sackman’s Registration & Firm History

NY

08/19/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

10/01/2008 - 08/04/2021

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/17/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/20/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/31/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Raymond Nicholas Sackman.
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