Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Catone is a registered Investment Advisor Representative with Las Olas Capital Advisors, LLC. Raymond has been in the securities industry since 1994. Raymond holds Series 3, 7, 9, 10, 24, 63 and 66 licenses. Raymond also holds licenses in Florida and Texas. Raymond's previous employers include Citigroup Global Markets Inc., Barclays Capital Inc., Lehman Brothers Inc., and Morgan Stanley & Co., Incorporated. Raymond has a history of working with corporations, high-net-worth individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Corporate advising; investment banking advice; non-transactional advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
FL
04/19/2017 - Present
LAS Olas Capital Advisors, LLC (FORT LAUDERDALE FL)
FL
02/24/2017 - 05/01/2017
CAPITAL GUARDIAN, LLC (ft lauderdale FL)
FL
03/06/2012 - 02/17/2017
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
PR
03/13/2013 - 01/05/2015
CITI INTERNATIONAL FINANCIAL SERVICES LLC (SAN JUAN PR)
FL
09/22/2008 - 03/09/2012
BARCLAYS CAPITAL INC. (MIAMI FL)
FL
03/19/1997 - 09/22/2008
LEHMAN BROTHERS INC. (MIAMI FL)
NY
11/23/1994 - 03/21/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 07/18/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/12/2018
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1995
Series 3 - National Commodity Futures Examination
BC
Issued 11/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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