Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Minicucci is a financial advisor with over 35 years of experience in the industry. Raymond is currently registered with Stifel, Nicolaus & Company, Inc. in New York and Texas. Raymond has previously worked with UBS Financial Services Inc., Wachovia Securities, LLC, Fahnestock & Co. Inc., Prudential Securities Incorporated, Vanderbilt Securities, Inc., J. T. Moran & Co., Inc., Sherwood Capital, Inc., and First Jersey Securities, Inc. Raymond holds several licenses and certifications, including Series 7, 24, 31, 63 and 65. Raymond specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
02/06/2009 - 09/01/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/05/2001 - 02/10/2009
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
10/30/1992 - 07/06/2001
FAHNESTOCK & CO. INC. (NEW YORK NY)
NY
07/24/1990 - 10/13/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
02/06/1990 - 07/09/1990
VANDERBILT SECURITIES, INC.
NA
05/20/1988 - 02/14/1990
J. T. MORAN & CO., INC.
NA
02/02/1987 - 05/21/1988
SHERWOOD CAPITAL, INC.
NA
12/18/1984 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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