Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond McCormick is a financial professional with experience in the financial industry. Raymond holds two licenses: the Series 79 and the Securities Industry Essentials Examination. Raymond has been registered with the Financial Industry Regulatory Authority (FINRA) since May 8, 2018. Raymond is currently employed by Capstone Partners. Prior to that, Raymond was employed by HEADWATERS BD, LLC from October 5, 2012 to November 14, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/08/2018 - Present
Capstone Partners (Dallas TX)
CO
10/05/2012 - 11/14/2018
HEADWATERS BD, LLC (DENVER CO)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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