Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Lundy is a financial professional with over 7 years of experience in the industry. Raymond is currently registered with Guggenheim Securities, LLC in Illinois and New York. Raymond has held previous roles at J.P. Morgan Securities LLC. Raymond holds licenses including Series 63, SIE, 79 and 99.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/09/2017 - Present
Guggenheim Securities, LLC (CHICAGO IL)
NY
02/25/2015 - 07/07/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 09/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/25/2015
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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