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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Michael Sullivan is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Raymond has been in the financial services industry since October 27, 2005 and has been with Wells Fargo Advisors Financial Network, LLC since March 4, 2016. Raymond is a registered representative with FINRA and has been approved for licenses in Colorado, Florida, Pennsylvania and Wisconsin. Raymond holds the Series 7, Series 66 and SIE licenses and is registered with the following professional organizations: FINRA and the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/04/2016 - Present
Wells Fargo Advisors Financial Network, LLC (NAPLES FL)
FL
01/19/2006 - 12/23/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
MN
06/23/2004 - 11/22/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
06/23/2004 - 11/22/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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