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Raymond Michael Sexton

TP Icap Global Markets Americas LLC

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About Raymond Michael Sexton

Raymond Sexton is a financial professional with over 20 years of experience in the securities industry. Raymond currently holds Series 7, Series 52TO and SIE registrations. Raymond is registered to conduct business in Florida and New York. Raymond is currently employed by TP Icap Global Markets Americas LLC in Boca Raton, FL. Prior to this role, Raymond has held positions at Tullett Prebon Financial Services LLC, Chapdelaine Tullett Prebon, LLC, Municipal Partners, LLC, Cantor Fitzgerald Partners and A. G. Edwards & Sons, Inc.

Firm Information

Raymond Sexton is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Sexton’s Registration & Firm History

FL

06/30/2023 - Present

TP Icap Global Markets Americas LLC (BOCA RATON FL)

FL

06/01/2012 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (BOCA RATON FL)

FL

08/20/2007 - 06/01/2012

CHAPDELAINE TULLETT PREBON, LLC (BOCA RATON FL)

FL

06/17/2002 - 08/15/2007

MUNICIPAL PARTNERS, LLC (BOCA RATON FL)

NY

03/11/2002 - 08/08/2002

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

MO

05/17/2000 - 03/14/2002

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 06/19/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Raymond Michael Sexton.
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