Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Diorio has been in the financial services industry for over 45 years and has been associated with Wells Fargo Clearing Services, LLC since 2003. Raymond is registered as a Registered Representative and Investment Advisor Representative in the state of New Jersey. Raymond also holds the Series 7, Series 63, Series 24 and SIE licenses. Prior to joining Wells Fargo Clearing Services, LLC, Raymond was affiliated with Prudential Securities Incorporated, Kidder, Peabody & Co. Incorporated, Gibraltar Securities Co., Hamilton/Cooke & Co., Inc., Northfield Investments Inc. and Philips, Appel & Walden, Inc. Raymond has worked with a variety of clients including individuals, corporations, trusts, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (PRINCETON NJ)
NY
03/30/1987 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/08/1986 - 02/21/1987
KIDDER, PEABODY & CO. INCORPORATED
NA
09/13/1979 - 05/13/1986
GIBRALTAR SECURITIES CO.
NA
05/09/1977 - 01/28/1980
HAMILTON/COOKE & CO., INC.
NA
06/28/1978 - 11/30/1979
NORTHFIELD INVESTMENTS INC.
NA
03/23/1979 - 10/01/1979
PHILIPS, APPEL & WALDEN, INC.
IA
Issued 05/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1977
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond Diorio is the right advisor for you? Invested Better is here to help.
