Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ballantine is a financial advisor who has been working in the financial industry since 1986. Raymond has a long history of working with individuals and families, and he has a passion for helping people achieve their financial goals. Raymond currently works with Robert W. Baird & Co. Inc. and is licensed to practice in 40 states. Prior to his current role, Raymond was an advisor at Hefren-Tillotson, Inc., CADARET, GRANT & CO., INC., DEAN WITTER REYNOLDS INC., HIBBARD BROWN & CO., INC., and F.N. WOLF & CO., INC.. Raymond is a Certified Financial Planner and holds the Series 7, 63, 66, and 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
01/12/2023 - Present
Robert W. Baird & Co. Inc. (Pittsburgh - Wexford PA)
PA
07/02/1998 - 10/21/2022
HEFREN-TILLOTSON, INC. (WEXFORD PA)
NY
01/06/1992 - 07/06/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
08/04/1988 - 01/06/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/01/1988 - 08/30/1988
HIBBARD BROWN & CO., INC.
NA
10/09/1987 - 06/09/1988
F.N. WOLF & CO., INC.
NA
05/23/1986 - 10/09/1987
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 02/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond Ballantine is the right advisor for you? Invested Better is here to help.
