Unclaimed
Raymond Mason Graves is a financial advisor at Fidelity Brokerage Services LLC, working in their WESTLAKE, TX branch. Raymond has been in the financial industry since 2019. Raymond holds several licenses, including Series 7, Series 10, Series 9, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/05/2019 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 04/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/05/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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