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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Marcellus Cooper is a financial advisor with over 30 years of experience in the industry. Raymond is currently registered with Morgan Stanley in Charlotte, North Carolina and is also registered in Texas. Raymond has a wide range of experience with various financial services including portfolio management, financial planning, pension consulting, and asset allocation advice. Before joining Morgan Stanley, Raymond was with Legg Mason Wood Walker, Incorporated, Salomon Smith Barney Inc, and PaineWebber Incorporated. Raymond has held a series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NC
09/06/2022 - Present
Morgan Stanley (Charlotte NC)
NC
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHARLOTTE NC)
NC
09/16/2005 - 04/02/2007
MORGAN STANLEY DW INC. (CHARLOTTE NC)
MD
07/28/2000 - 09/28/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
04/15/1991 - 08/08/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
03/06/1990 - 04/15/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/19/1988 - 07/17/1989
CHUBB SECURITIES CORPORATION
IA
Issued 07/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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