Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Mahar is a financial advisor with Wells Fargo Securities, LLC. He is registered with the state of New York. Raymond has over 20 years of experience in the financial industry. He has held positions at firms such as J.P. Morgan Securities LLC, Merrill Lynch Professional Clearing Corp., and Sidot & Company, LLC. Raymond holds the Series 7, Series 63, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2017 - Present
Wells Fargo Securities, LLC (New York NY)
NY
06/02/2017 - 05/23/2018
WELLS FARGO PRIME SERVICES, LLC (NEW YORK NY)
NY
10/01/2012 - 05/18/2017
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/07/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/27/2010 - 01/30/2012
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
05/23/2002 - 05/13/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/23/2002 - 12/31/2008
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
07/10/2000 - 12/01/2000
SIDOTI & COMPANY, LLC (NEW YORK NY)
BC
Issued 07/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Raymond Mahar is the right advisor for you? Invested Better is here to help.
