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Raymond M Leung

Scotia Capital (usa) Inc.

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About Raymond M Leung

Raymond M. Leung is a financial advisor with Scotia Capital (usa) Inc.. Raymond has been in the industry since 2000 and has a wide range of experience in the financial services industry. Raymond holds several licenses and registrations, including Series 7, Series 24, Series 63 and Series 16. Raymond specializes in providing investment advice to individuals and families.

Firm Information

Raymond Leung is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Leung’s Registration & Firm History

NY

09/25/2017 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

08/07/2014 - 08/01/2017

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/02/2007 - 08/28/2014

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

05/30/2001 - 11/07/2007

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

06/26/2000 - 05/22/2001

UBS WARBURG LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2003

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 06/22/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Raymond M Leung.
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