Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Roberts is an investment advisor representative at Vanguard Advisers, Inc. Raymond has been in the industry since 2008. Raymond is registered with the state of Arizona and Texas. Raymond has Series 6, 7, 63, 66 and SIE licenses. Raymond is associated with the firm since September 2016. Raymond has prior experience with Chase Investment Services Corp, J.P. Morgan Securities LLC and United Planners' Financial Services of America A Limited Partner. Raymond is also an independent agent for insurance sales with Raymond Roberts Insurance Sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
09/26/2016 - Present
Vanguard Advisers, Inc. (Scottsdale AZ)
AZ
04/09/2015 - 09/07/2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (PHOENIX AZ)
AZ
03/21/2013 - 04/16/2015
J.P. MORGAN SECURITIES LLC (SUN CITY WEST AZ)
AZ
12/16/2009 - 04/11/2012
CHASE INVESTMENT SERVICES CORP. (SURPRISE AZ)
AZ
05/09/2001 - 03/31/2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
BOTH
Issued 08/04/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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