Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ling is a financial advisor at Pruco Securities, LLC with over 6 years of experience in the industry. Raymond is a licensed Investment Advisor Representative (IAR) in California and Washington. Raymond has passed the Series 6, 7, 24, 63, and 65 exams and has experience working with individual clients, trusts, estates, and businesses. Raymond also has experience with a variety of financial products and services, including securities, investment advisory, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WA
08/13/2020 - Present
Pruco Securities, LLC (Mercer Island WA)
IA
Issued 03/31/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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