Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Leslie Keogh is a financial advisor with J.p. Morgan Securities LLC, a large firm with more than $50 billion in assets under management. Raymond has been in the financial services industry since 1990 and holds several securities licenses, including Series 7, Series 8, Series 9, Series 10, Series 63, and Series 66. Raymond's experience includes working for a number of other firms prior to joining J.p. Morgan Securities LLC. Raymond provides investment advice to a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Raymond's specializations include investment management, financial planning, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (HOUSTON TX)
TX
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IL
03/24/2005 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
CA
05/31/2004 - 09/24/2004
ATLAS SECURITIES, INC. (SAN LEANDRO CA)
AZ
07/02/2003 - 10/09/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TX
02/11/1996 - 07/30/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
09/09/1994 - 01/23/1996
SIMMONS & BISHOP CO. INC. (SCOTTSDALE AZ)
MI
02/25/1992 - 08/31/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
MA
11/04/1991 - 03/10/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/04/1991 - 03/10/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MO
12/08/1988 - 01/30/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
08/21/1986 - 10/13/1988
BLINDER, ROBINSON & CO., INC.
BOTH
Issued 06/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/07/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/18/1992
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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