Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Leslie Hammock is a financial advisor with Brokers International Financial Services, LLC. Raymond has been in the industry since 1976 and is currently registered in Colorado, Georgia, and Virginia. Raymond offers a variety of financial services, including financial planning, educational seminars, selection of other advisors, and portfolio management for individuals. Raymond holds a Series 1, Series 63, Series 65, Series 6TO, and Series 22TO license. Raymond was previously registered with Kovack Securities, Inc., Independent Financial Group, LLC, Cambridge Investment Research, Inc., D.H. Hill Securities, LLLP, Lincoln Financial Securities Corporation, Cape Securities Inc., ING Financial Partners, Inc., Jefferson Pilot Securities Corporation, W. S. Griffith & Co., Inc., MML Investors Services, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
GA
04/22/2022 - Present
Brokers International Financial Services, LLC (Warner Robins GA)
GA
10/02/2020 - 03/25/2022
KOVACK SECURITIES INC. (Warner Robins GA)
GA
02/28/2019 - 09/30/2020
INDEPENDENT FINANCIAL GROUP, LLC (WARNER ROBINS GA)
GA
01/16/2018 - 03/06/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Warner Robins GA)
TX
03/02/2015 - 11/10/2017
D.H. HILL SECURITIES, LLLP (KINGWOOD TX)
GA
07/29/2014 - 02/23/2015
LINCOLN FINANCIAL SECURITIES CORPORATION (Warener Robins GA)
GA
08/11/2009 - 08/01/2014
CAPE SECURITIES INC. (WARNER ROBINS GA)
GA
12/07/2004 - 08/19/2009
ING FINANCIAL PARTNERS, INC. (WARNER ROBINS GA)
IN
01/07/2002 - 12/06/2004
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
CT
03/22/1999 - 12/31/2001
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
MA
01/31/1996 - 04/12/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
08/04/1994 - 01/30/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/04/1994 - 01/30/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CT
11/29/1993 - 08/03/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
CT
01/28/1991 - 11/29/1993
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
NA
08/19/1976 - 01/22/1991
G. R. PHELPS & CO., INC.
IA
Issued 05/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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