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Raymond Leonard Harper

Comprehensive Capital Management, Inc.

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About Raymond Leonard Harper

Raymond Leonard Harper is a financial advisor with over 46 years of experience in the financial services industry. Raymond currently works with Comprehensive Capital Management, Inc. Raymond has experience with various investment companies, and specializes in investments for individuals, corporations, and businesses. Raymond has a Series 1 and Series 63 license, as well as the SIE and Series 6TO licenses, which allow him to conduct a wide range of financial planning services. Raymond is also a member of the board of directors of the Senior Citizens Caring Foundation.

Firm Information

Raymond Harper is currently registered with Comprehensive Capital Management, Inc.. Comprehensive Capital Management, Inc. is an investment advisory firm located in ROCKAWAY, NJ. The firm has 9 licensed agents, 11 investment adviser representatives, and 7 registered representatives. It manages approximately $48,291,805 in discretionary assets for 570 clients. The firm provides financial planning, pension consulting, market timing services, selection of other advisers, portfolio management for businesses and individuals. Their client base consists primarily of individuals.
Comprehensive Capital Management, Inc.

100 ENTERPRISE DRIVE, SUITE 504

ROCKAWAY, NJ 07866

$48.29M

Assets Under Management

5

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Harper’s Registration & Firm History

NJ

09/21/2010 - Present

Comprehensive Capital Management, Inc. (ROCKAWAY NJ)

PA

10/24/2005 - 09/23/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (BEAVER PA)

PA

09/12/2003 - 10/24/2005

BLUE VASE SECURITIES, LLC (WASHINGTON PA)

NY

10/20/1980 - 09/19/2003

AXA ADVISORS, LLC (NEW YORK NY)

NY

09/01/1976 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Raymond Leonard Harper. Review regulatory record here.
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