Unclaimed
Raymond Leonard Harper is a financial advisor with over 46 years of experience in the financial services industry. Raymond currently works with Comprehensive Capital Management, Inc. Raymond has experience with various investment companies, and specializes in investments for individuals, corporations, and businesses. Raymond has a Series 1 and Series 63 license, as well as the SIE and Series 6TO licenses, which allow him to conduct a wide range of financial planning services. Raymond is also a member of the board of directors of the Senior Citizens Caring Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/21/2010 - Present
Comprehensive Capital Management, Inc. (ROCKAWAY NJ)
PA
10/24/2005 - 09/23/2010
FINANCIAL NETWORK INVESTMENT CORPORATION (BEAVER PA)
PA
09/12/2003 - 10/24/2005
BLUE VASE SECURITIES, LLC (WASHINGTON PA)
NY
10/20/1980 - 09/19/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/01/1976 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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