Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Empkey is an experienced financial professional with over 20 years in the industry. Raymond is currently registered with LPL Financial LLC. Previously, Raymond was employed by Securities America, Inc., Investacorp, Inc., Investment Centers of America, Inc., ProEquities, Inc., UVEST Financial Services Group, Inc., MONY Securities Corporation and Princor Financial Services Corporation. Raymond holds the Series 6 and Series 63 licenses and the SIE exam. Raymond's focus is to provide financial planning, consulting and other non-discretionary advisory services to high-net-worth individuals, corporations or other businesses, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/11/2021 - Present
LPL Financial LLC (HURST TX)
TX
07/17/2020 - 03/12/2021
SECURITIES AMERICA, INC. (BEDFORD TX)
TX
11/03/2017 - 07/17/2020
INVESTACORP, INC. (BEDFORD TX)
TX
03/01/2012 - 11/03/2017
INVESTMENT CENTERS OF AMERICA, INC. (BEDFORD TX)
TX
06/17/2010 - 02/16/2012
PROEQUITIES, INC. (RICHARDSON TX)
TX
03/22/2005 - 05/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (RICHARDSON TX)
NY
11/21/2001 - 07/08/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
03/06/1998 - 10/15/2001
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 07/10/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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