Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Lee is a Financial Advisor at UBS Securities LLC. Raymond has 2 product exams, including the Operations Professional Examination and the Securities Industry Essentials Examination. Raymond is registered with FINRA and the firm UBS Securities LLC is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/04/2022 - Present
UBS Securities LLC (New York NY)
BC
Issued 04/02/2022
Series 99TO - Operations Professional Examination
BC
Issued 02/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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