Unclaimed
Raymond Lawrence Baraldi is a financial advisor with Hightower Advisors, LLC and has been in the industry since 2013. Raymond is registered in 24 states as a Broker-Dealer and in one state as an Investment Advisor Representative. Raymond holds a Series 63, Series 7, and SIE license. Raymond has been with Hightower Advisors, LLC since 2019. Previously, Raymond was employed by Vanguard Marketing Corporation. Raymond specializes in portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
PA
01/23/2019 - Present
Hightower Advisors, LLC (Wayne PA)
PA
12/09/2013 - 09/08/2016
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 12/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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