linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Raymond Kip Brock

Empower Advisory Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Raymond? Claim Your Profile

About Raymond Kip Brock

Raymond Brock is a financial professional with over 6 years of experience in the financial industry. Raymond is currently a Registered Representative and Investment Advisor Representative at Empower Advisory Group, LLC. Before joining Empower Advisory Group, LLC, Raymond worked for Northwestern Mutual Investment Services, LLC in Greenville, SC. Raymond holds Series 6, 7, 63, 65, and SIE licenses and has been registered in 52 states and the District of Columbia. Raymond specializes in financial planning, portfolio management for individuals, and educational seminars.

Firm Information

Raymond Brock is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Raymond Brock’s Registration & Firm History

CO

04/03/2023 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

SC

09/19/2017 - 11/16/2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENVILLE SC)

Not sure if Raymond Kip Brock is right for you?

Licenses & Designations

IA

Issued 12/17/2022

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/26/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/26/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/2018

Series 7 - General Securities Representative Examination

BC

Issued 09/19/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Kip Brock.
Not sure if Raymond Kip Brock is right for you?