Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Mallory is a financial advisor who is registered to provide investment advice in California and Nevada. Raymond has been in the financial services industry since July 26, 2015 and is currently employed by PFS Investments Inc. in Cerritos, CA. Raymond holds Series 6, SIE and Series 63 licenses and specializes in investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
07/27/2015 - Present
PFS Investments Inc. (CERRITOS CA)
BC
Issued 12/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Mallory is the right advisor for you? Invested Better is here to help.
