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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond K Jew is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Raymond has been in the industry since October 25, 2010. Raymond is registered in California, Texas and several other states. Raymond has a wide range of experience with different types of clients including individuals, corporations, and institutional investors. Prior to joining Merrill Lynch, Raymond was employed by Capital Guardian, LLC, Morgan Stanley, and J.P. Morgan Securities LLC. Raymond has a strong understanding of the financial markets and is committed to providing his clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/01/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (REDWOOD CITY CA)
CA
09/11/2015 - 11/16/2015
CAPITAL GUARDIAN, LLC (SAN JOSE CA)
CA
08/02/2013 - 06/05/2015
MORGAN STANLEY (PALO ALTO CA)
CA
10/01/2012 - 06/06/2013
J.P. MORGAN SECURITIES LLC (FREMONT CA)
CA
05/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (FREMONT CA)
BOTH
Issued 10/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/11/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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