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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Bertrand is a financial advisor with over 25 years of experience in the industry. Raymond currently works at Aristotle Capital Management, LLC, a firm with a strong focus on investment management for various client types, including corporations, individuals, and pooled investment vehicles. Prior to joining Aristotle Capital Management, LLC, Raymond worked at IMST Distributors, LLC. Raymond holds both Series 66 and Series 63 licenses and is registered to provide investment advisory services in California, Nevada, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
11/07/2019 - Present
Aristotle Capital Management, LLC (LOS ANGELES CA)
CA
11/01/2019 - 10/24/2023
IMST DISTRIBUTORS, LLC (LOS ANGELES CA)
CA
07/12/2016 - 12/31/2018
WILLIAM BLAIR (LOS ANGELES CA)
TX
08/22/2006 - 07/08/2016
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
CA
10/01/1997 - 08/21/2006
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 10/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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