Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Joseph Rapoza is a financial advisor registered with Raymond James Financial Services Advisors, Inc. and has been in the industry since 1987. Raymond Joseph Rapoza is licensed in Alabama and Texas and has a Series 63, Series 66, Series 7, and SIE license. Raymond Joseph Rapoza has worked for several financial institutions, including A. G. Edwards & Sons, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dean Witter Reynolds Inc., and Wells Fargo Clearing Services, LLC. Raymond Joseph Rapoza specializes in providing financial advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AL
10/23/2024 - Present
Raymond James Financial Services Advisors, Inc. (Mobile AL)
AL
01/01/2008 - 06/19/2018
WELLS FARGO CLEARING SERVICES, LLC (MOBILE AL)
RI
05/14/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PROVIDENCE RI)
NY
10/20/1989 - 05/18/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/26/1987 - 10/25/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 03/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/24/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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