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Raymond Joseph Poloncic

Robinhood Financial, LLC

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About Raymond Joseph Poloncic

Raymond Joseph Poloncic is a financial advisor with Robinhood Financial, LLC, licensed in Colorado. Raymond has been in the financial industry since October 26, 2005. Raymond previously worked at TD Ameritrade, Inc. and Ameritrade, Inc. Raymond holds the Series 66, Series 24, SIE, and Series 7 licenses.

Firm Information

Raymond Poloncic is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Poloncic’s Registration & Firm History

FL

02/04/2021 - Present

Robinhood Financial, LLC (Lake Mary FL)

NE

04/22/2006 - 01/13/2021

TD AMERITRADE, INC. (OMAHA NE)

NE

10/06/2005 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BOTH

Issued 02/12/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/18/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Joseph Poloncic.
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