Unclaimed
Raymond Joseph Poloncic is a financial advisor with Robinhood Financial, LLC, licensed in Colorado. Raymond has been in the financial industry since October 26, 2005. Raymond previously worked at TD Ameritrade, Inc. and Ameritrade, Inc. Raymond holds the Series 66, Series 24, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/04/2021 - Present
Robinhood Financial, LLC (Lake Mary FL)
NE
04/22/2006 - 01/13/2021
TD AMERITRADE, INC. (OMAHA NE)
NE
10/06/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 02/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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