Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Joseph Pesanello is a registered representative with Smbc Nikko Securities America, Inc.. Raymond has been in the securities industry since 12/28/2015. Raymond has been with Smbc Nikko Securities America, Inc. since 11/30/2022 and was previously with MUFG Securities Americas Inc. Raymond holds the Series 63, SIE, Series 57 and Series 7 licenses and is currently licensed in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/30/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
10/29/2015 - 09/29/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
BC
Issued 11/19/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2016
Series 57 - Securities Trader Exam
BC
Issued 10/29/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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