Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Miller has been in the securities industry since May 8, 1981. Raymond is a financial advisor at Sunbelt Securities, Inc. Raymond holds the Series 3, 5, 7, 9, 10, 24, 63, 65, 79TO and 99TO licenses and is registered with FINRA and the state of Texas. Raymond is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
02/02/2009 - Present
Sunbelt Securities, Inc. (HOUSTON TX)
TX
10/16/2007 - 12/31/2008
USF SECURITIES, L.P. (HOUSTON TX)
TX
05/29/2007 - 10/29/2007
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
TX
09/07/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (AUSTIN TX)
TX
07/31/1993 - 09/07/2006
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
NY
10/08/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/24/1987 - 09/14/1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
01/31/1980 - 07/31/1984
PAINEWEBBER INCORPORATED
NA
03/19/1979 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
08/25/1978 - 03/16/1979
PIPER, JAFFRAY & HOPWOOD INCORPORATED
IA
Issued 12/09/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/05/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 08/19/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Miller is the right advisor for you? Invested Better is here to help.
