Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Mastroleo has been in the financial services industry since 1997. Raymond is currently registered with Cambridge Investment Research Advisors, Inc. as a Registered Representative. Raymond is also a Registered Investment Advisor (RIA). He was previously affiliated with Cantella & Co., Inc., and APS Financial Corporation. Raymond holds a Series 7 and Series 63 license as well as the SIE and Series 65 examinations. Raymond is also licensed in New York and Texas. Raymond provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
12/08/2022 - Present
Cambridge Investment Research Advisors, Inc. (Houston TX)
TX
09/21/2006 - 12/09/2022
CANTELLA & CO., INC. (HOUSTON TX)
TX
05/20/1997 - 09/26/2006
APS FINANCIAL CORPORATION (HOUSTON TX)
IA
Issued 11/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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