Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Lucia is an investment advisor with LPL Financial LLC and has been in the financial services industry since September 18, 2001. Raymond Lucia has a wealth of experience in the financial services industry, having worked with various firms over the years. Raymond Lucia is registered as a Registered Representative in California and Texas and is also a Registered Investment Advisor in California and Texas. He specializes in providing financial planning, portfolio management for individuals and businesses, and other non-discretionary advisory services. Raymond Lucia is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/14/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
04/28/2009 - 10/05/2020
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
11/09/2007 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
10/19/2006 - 10/17/2008
LUCIA FINANCIAL LLC (SAN DIEGO CA)
CA
07/24/2003 - 11/15/2007
SECURITIES AMERICA, INC. (LOS ANGELES CA)
BC
Issued 08/21/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/14/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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