Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ginsberg is a financial advisor with over 20 years of experience in the industry. Raymond currently works with LPL Financial LLC, a large financial services firm based in Fort Mill, SC. Raymond has a strong background in the financial services industry, with previous experience at Wachovia Securities, LLC, Citigroup Global Markets Inc., and AXA Advisors, LLC. Raymond is registered as a Registered Representative in 12 states, including Arizona, California, Colorado, Idaho, Nevada, New York, Ohio, Oklahoma, Texas, and Washington. Raymond is also registered as an Investment Advisor Representative in both California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/14/2018 - Present
LPL Financial LLC (OCEANSIDE CA)
CA
01/27/2009 - 09/22/2017
LPL FINANCIAL LLC (SACRAMENTO CA)
CA
12/14/2007 - 01/16/2009
WACHOVIA SECURITIES, LLC (PLACERVILLE CA)
CA
05/29/2007 - 12/18/2007
CITIGROUP GLOBAL MARKETS INC. (FOLSOM CA)
CA
07/15/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (FOLSOM CA)
NY
05/17/2000 - 07/23/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 06/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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