Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Desantis is a financial professional with over 20 years of experience in the industry. Raymond is currently registered with Foreside Fund Services, LLC. Prior to this, Raymond worked at CCO Capital, LLC, Resource Securities, Inc., ADP Broker-Dealer, Inc., Fidelity Investments Institutional Services Company, Inc., and UBS Financial Services Inc. Raymond holds the Series 7, Series 24, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
DC
08/13/2021 - Present
Foreside Fund Services, LLC (Washington DC)
AZ
11/29/2016 - 07/27/2021
CCO CAPITAL, LLC (PHOENIX AZ)
PA
11/04/2011 - 11/28/2016
RESOURCE SECURITIES, INC. (PHILADELPHIA PA)
NJ
09/22/2011 - 10/26/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
06/12/2008 - 09/15/2011
ADP BROKER-DEALER, INC. (ROSELAND NJ)
RI
08/22/2003 - 06/03/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NJ
09/09/2002 - 07/21/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 09/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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