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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Joseph Arruda is a financial advisor with Ameriprise Financial Services, LLC. Raymond has been working in the financial industry since March 1995. Raymond has been registered with Ameriprise Financial Services, LLC since October 2009. Raymond has a wide range of experience in the financial industry, including experience with Ameriprise Advisor Services, Inc. and L.C. Wegard & Co., Inc. Raymond holds several licenses, including Series 63, Series 65, Series 7, Series 8, Series 9, Series 10, Series 24, and Series 4. Raymond is also a Certified Financial Planner. Raymond specializes in providing financial advice and investment services to individuals and families, as well as to businesses and institutions. Raymond works with clients to develop and implement financial plans that meet their individual needs and goals. Raymond is committed to providing his clients with personalized service and guidance. Raymond is based in Lincoln, Rhode Island and also has a branch office in JOHNSTON, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
01/04/2019 - Present
Ameriprise Financial Services, LLC (Lincoln RI)
RI
06/02/1995 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (CRANSTON RI)
NY
02/08/1995 - 04/25/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 11/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/06/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/08/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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