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Raymond John Passero

LPL Enterprise, LLC

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About Raymond John Passero

Raymond John Passero has been in the financial industry since September 1996 and is currently registered with LPL Enterprise, LLC in White Plains, NY. Raymond has passed the Series 7 and 63 exams, and holds the SIE designation. Prior to joining LPL Enterprise, Raymond worked at DAVID LERNER ASSOCIATES, INC., HD VEST INVESTMENT SERVICES and FSC Securities Corporation. Raymond's previous roles included positions at Prudential Insurance Company of America and Pruco Securities, LLC.. Raymond is a registered representative with a focus on providing financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.

Firm Information

Raymond Passero is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Passero’s Registration & Firm History

NY

11/14/2024 - Present

LPL Enterprise, LLC (WHITE PLAINS NY)

NY

07/18/2016 - 09/24/2018

DAVID LERNER ASSOCIATES, INC. (WHITE PLAINS NY)

NY

08/05/2015 - 06/27/2016

HD VEST INVESTMENT SERVICES (Mahpoac NY)

NY

12/10/2014 - 08/10/2015

FSC SECURITIES CORPORATION (SUITE 500 NY)

NY

08/29/1996 - 12/19/2014

HD VEST INVESTMENT SERVICES (MAHOPAC NY)

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Licenses & Designations

BC

Issued 07/30/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond John Passero.
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